When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Performance numbers calculated through 2023-02-14. Altai Capital Management LP - Assets, Funds, Holdings. Let's suppose that the mutual fund's portfolio consists of $1.5B in stocks, $2B in government bonds, $1.5B in corporate bonds, and $1B in cash. Altai also makes private equity investments. This could also limit the number and diversity of investment options available and may impact their transferability. The total portfolio value may be much higher due to cash In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Jonathan R. Leitner of Altai Capital Management Lp - Profile Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. Critical insights, thoughtfully organized, with real-time alerts. Questions to ask They operate 3 private funds and have approximately $46.9 million in total assets under management (AUM). Our system has identified the following conflict alerts. Latest 13F Filings; 13F Heat Map; 13F Trend Charts; 13F Stats; Stock 13F Stats; Stock Earnings and Events Calendar; Important Filing Dates and Holidays . For more on Altai Capital Management Lp including top positions . What does this mean? Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). Altai Capital Management LP - Company Profile and News Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. and a top 10 holdings concentration of 100.0%. [1]: What does this mean? Alt Turnover is calculated by taking either the total MV of new purchases or The Reporting Persons used approximately $8,025,516 (including brokerage commissions) in the aggregate to purchase the Common Stock for the account of Osprey. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. Will anyone that was involved be involved with my accounts in any capacity? All rights reserved. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. By registering on our site, you will have access to additional pages and functionality such as our . 13F Data. 50 percent of the employees work as investment advisers or researchers. Altai Capital Management, L.P is a financial advisory firm headquartered in Newport Beach, California. All rights reserved. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. The company employs 4 people that are either part- or full-time employees. . Performance While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Before founding Arca, Rayne co-founded an asset management company, WisdomTree, where he was responsible for raising capital, creating intellectual property, and building and overseeing a sales team responsible for raising $50 billion in ETF . What does this mean and why is it important? (a) (b) The responses of the Reporting Persons to Rows (7) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference. Content featuring industry thought leaders, Have updates for this profile? Altai Capital Management currently serves clients in the following states: . Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. . To learn more about different types of pricing models, see our article on how much a financial advisor costs. Dear User, In order to view news relating to specific advisers, you must be a registered user on our site. Questions to ask 4675 MacArthur Court, Suite 1500 Newport Beach, CA 92660. for ALTAI CAPITAL MANAGEMENT, L.P. Top 20 equal-weighted holdings. The only and largest group of clients of Toby Edgcumbe Symonds is pooled investment vehicles with 2 clients and $89.07 million of assets under management. Altai Capital Management, L.P. - Filing History You can check out Altai Capital's latest holdings and filings here. Greater Works Wealth, Guide Wealth Management, Wealth Rescue Strategies, Tricord Investment Advisors, IVY League Financial Advisors, Was this page helpful? Toby E. Symonds Altai Capital started a new position in E2open Inc (NASDAQ:EOPN) with the acquisition of 1,715,657 shares on December 29th. 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research. Altai Capital Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $195,383,000 (Form ADV from 2022-03-30). What does this mean and why is it important? Why does your firm believe in offering commission-based services to clients? Does the firm offer products that have performance-based fees, or does it accept performance-based fees? Investor.com is your trustworthy guide to the world of personal finance. *SEC data last verified March 30, 2023. Home; About Us; Leadership. Is your firm affiliated with a law firm in any capacity? By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. What was different in Amazon's 10-K filing from 2021 vs 2020? In addition, the fund holds 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million. Michael G Scarola joined the executive team most recently as the Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer. Altai Capital - Welcome The firm manages $126.31 million in discretionary accounts. Altai Capital Eagle LP is a private equity fund operated by Altai Capital Management, L.P. and has approximately $11.7 million in assets. Showing 3 of 3 known decision makers at Altai Capital, Preqin screens the most influential contacts in alternatives, so you only reach the key decision makers, Showing 1 of 1 private capital fund managed by Altai Capital. This statement on Schedule 13D (the Schedule 13D) relates to the common shares, par value $0.0001 per share (the Common Stock) of MobileIron, Inc., a Delaware corporation (the Issuer). No employees are registered as investment adviser representatives with the state securities authorities. Altai Capital Management LP | AUM 13F Should I Hire a Financial Advisor or DIY It? What does this mean and why is it important? Altai Capital Management, L.P. 13F annual report - wallmine GB What does this mean and why is it important? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Altai Capital Management, L.P. - Filing History. What data have companies recently filed about. The largest investments include P10 Inc Com Cl A and E2open Parent Holdings Inc Com Cl A, together worth $67.3 million. Rayne has a rich history of financial and entrepreneurial success with nearly two decades of experience. Altai Capital Management is a hedge fund company based in 0, 0. View the latest funds and 13F holdings. ALTAI CAPITAL MANAGEMENT, L.P. Top 13F Holdings These positions were updated on August 15th based on the funds latest 13F filing. What does this mean and why is it important? Stocks with a size of more than $10 billion in market cap make up Questions to ask Among the 10 most similar advisory firms, Altai Capital Management has the highest percentage of pooled investment vehicles out of all clients. On the other hand, there are companies that Altai Capital Management, L.P. is getting rid of from its portfolio. The manager's has disclosed holdings from 12/31/10 to 12/31/22. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. How do I get notified when a new news item mentions Jack Dorsey? Questions to ask FINRA data last verified March 30, 2023. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real . How do I get real-time iPhone alerts when my favorite companies publish new filings. Visit Site Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Rishi Bajaj; Contact Us; Leadership. How do I update this listing? There isnt anyone with the role of looking for and bringing in new clients on behalf of the firm. While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Altai Capital Management, L.P - smartadvisormatch.com Altai Capital Fund Manager Profile | Preqin As investors become more evolved and sophisticated in their requirements for financial products and services, delivery standards need to keep pace. The Altai Capital Management, L.P. office and employees reside in Newport Beach, California. Does your firm perform side-by-side management? The principal office where Altai Capital Management, L.P. performs its advisory services is located at 4675 Macarthur Court, Newport Beach, CA 92660, which is also the mailing address of the firm. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. Altai Capital is an independent, value oriented private investment firm focused on both credit and equity opportunities Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. For example, front-running is when a financial professional buys or sell securities ahead of their client. A newly-amended 13D filing with the Securities and Exchange Commission revealed that Rishi Bajaj, Toby Symonds, and Steve Tesoriere's Altai Capital has decreased its stake inServicesource International Rishi Bajaj (pictured), Toby Symonds, and Steve Tesoriere's Altai Capital has disposed off some 41,100 shares ofWausau Paper Corp. (NYSE:WPP)according to a recent 13D form filed with the SEC. The two most similar investment funds to Altai Capital Management, L.P. are Lnz Capital L.P. and Astoria Portfolio Advisors. It sold the previously owned 353,934 shares for $839 thousand. This leaves the value of the investment at $31.4 million and 3,562,982 shares. The fund focuses on investments in the United States as Employees. The managers's latest filing has disclosed 105MM in positions, which represents 17% of the manager's regulatory AUM. Altai Capital Management also advises several private funds. What does this mean? Greater assets under management (AUM) lead to higher revenue for managers but can negatively impact existing clients' performance. Questions to ask April 25, 2023. $148 million Assets Under Management (AUM) As of 9th May 2022, Altai Capital Management, L.P.'s top holding is In addition, the fund holds . In total, Altai Capital Management manages $118.7 million in assets. 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. What does this mean and why is it important? Steven V. Tesoriere of Altai Capital Management Lp - Profile This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. the MV of securities sold, whichever is less, Altai Capital Management manages $195.4 million and provides investment advisory services for 2 clients (1 advisor/client ratio). Stocks with a size of more than $10 billion in market cap make up About Us - Altai Capital ALTAI CAPITAL MANAGEMENT, L.P. Summary News Filings Brochure Private Funds Service Providers Login Required. 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research, Stocks and cryptocurrency portfolio tracker. Altai Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Portfolio Manager Performance 22Q4 AUM # of Holdings Performance Rank Allocation ; Altai Capital Management LP: Altai Capital Management LP: 19.90%: $105399000: 4: When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. Altai Capital Management is making waves on Wall Street after its first-ever activist investment, SunEdison, has increased nearly tenfold since the firm made its presence known in a June 2012 . Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. Hedge Fund - Altai Capital - Insider Monkey Will any of my assets be invested in those products? Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Steven V. Tesoriere of Altai Capital Management Lp - Profile - symmetric.io Written by investor.com. Altai Capital - Rishi Bajaj, Toby Symonds, And Steve Tesoriere assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). For the past ten years, assets under management (AUM) have grown by 9 percent annually, capped by a strong 11 percent figure in 2017. Team | Arca Their last reported 13F filing for Q4 2022 included $107,961,000 in managed 13F securities Questions to ask Does your firm offer mutual funds that have 12b-1 fees? the total portfolio value. Dear User, In order to view news relating to specific advisers, you must be a registered user on our site. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. www.altai.com. There are currently 10 companies in Bajajs portfolio. $148 million Assets Under Management (AUM) As of 8th August 2022, Altai Capital Management, L.P.'s top holding is In addition, . On top of advisory services, the firm doesn't engage in other business activities. Our portfolio managers are incentivized to close strategies to protect their ability to generate excess returns. Please contribute data. Checks take place monthly. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. After all, activist hedge funds get most of their earnings from investing in companies and pushing them to provide more shareholder value. This could be detrimental to a client during down markets. The managers's latest filing has disclosed 136MM in positions, which represents 22% of the manager's regulatory AUM. E2open Inc (NASDAQ:EOPN)s stock continues to be gobbled up by Altai Capital Management, L.P. like it was pellets in a game of Pac-Man, and Altai was the very hungry protagonist of said game. Altai Capital Management has $108M in assets under management (AUM), dropping by 6.11%. 10 Stock Picks of Rishi Bajaj's Altai Capital, 13D Filing: Altai Capital and Amber Road Inc. (AMBR), 13D Filing: Altai Capital and Servicesource International Inc. (SREV), 13D Filing: Altai Capital and Mobileiron Inc. (MOBL), 140 Biggest and Most Famous Activist Hedge Funds, Servicesource International Inc. (SREV): Altai Capital Slashes Stake, Loses Board Seat. It doesnt run an office outside of the United States. What does this mean and why is it important? Central Index Key (CIK): 0001478982; Tip: Access up to 7 years of quarterly data. As a Certified B Corporation, our focus is simple: people before profits. for Q4 2022: commodity pool operator or commodity trading advisor, Percentage of assets under management,Fixed fees,Performance-based fees, MANAGING PRINCIPAL/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER, CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER. The principal office where Altai Capital Management, L.P. performs its advisory services is located at 4675 Macarthur Court, Newport Beach, CA 92660, which is also the mailing address of the firm. Firm can legally elect to accept commissions for their investment advisory services. The firm has a small team, including 4 financial advisors. What does this mean? Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Unlock exclusive data on future plans, company financials, fundraising history, track records, and more. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Firm Details for ALTAI CAPITAL MANAGEMENT, L.P., Location: California, AUM = 195383000.00, Last Form ADV Filed : 30-March-2022, Officers: ALTAI CAPITAL MANAGEMENT . SEC form, multiple filers or classes of filers, and much more.***. Altai Capital Management, L.P. | 128 followers on LinkedIn. Access effective, reliable, and comparable fund performance data and place your firm or portfolio within the context of the alternative assets market. Questions to ask Rishi Bajaj founded Altai Capital Management, L.P. in July of 2009 with. Their last reported 13F filing for Q4 2022 included $178,075,184 in managed 13F securities and a top 10 holdings concentration of 64.52%. With Preqin Pro, you gain an unobstructed view of all alternative asset class activity across institutional investors, fund managers, funds, portfolio companies, deals, exits, and service providers. The average market cap of the portfolio companies is close to $12 billion. Firm or an affiliate actively engages in business as a law firm or lawyer. Does your fim accept soft-dollar benefits? How does your firm mitigate them? Request a Preqin Pro demo for full access to all profiles and underlying data. AUM CAPITAL (Your trust is our wealth) Altai also makes private equity investments. The largest investments include P10 Inc Com Cl A and E2open Parent Holdings Inc Com Cl A, together worth $67.3 million. Altai Capital Management, L.P. 13F annual report - wallmine the total portfolio value. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. ALTAI CAPITAL MANAGEMENT, L.P. Top 13F Holdings - WhaleWisdom.com These conflicts can negatively impact clients via hidden fees and overall higher costs. This leaves the value of the investment at $31.4 million and 3,562,982 shares. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. SunEdison Turnaround A Big Score For Small Activist Hedge Fund - Forbes Altai Capital Management manages $118.7 million and provides investment advisory services for 2 clients (1 advisor/client ratio). Read through our introductory course to financial advisors. 100% free. (a) This Schedule 13D is filed by: (i) Altai Capital Management, L.P., a Delaware limited partnership registered as an investment adviser with the U.S. Servicesource International Inc. (NASDAQ:SREV): Rishi Bajaj, Toby Symonds, And Steve Tesoriere's Altai Capital filed an amended 13D. ALTAI CAPITAL MANAGEMENT, L.P. Summary News Filings Brochure Private Funds Service Providers Login Required. What happened? The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. Yes or You can reach the main office by calling the phone number 949-326-9611 or by fax 800-642-2526. Altai Capital Retraces Its Steps In Wausau Paper Corp. (WPP), Should Other Investors Do The Same? No. Though it may file a 13D every once and a while, Altai Capital is not an activist fund per say, and should not be thought of as one. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. What did Elon Musk say in the last Tesla earnings call? Employees dont receive compensation from other entities for client referrals. The fund was transferred from AIA Thailand after AIAIMT was established last year and is . Quickly find out what the most recently closed or increased positions are. Historical performance of Altai Capital Management LP, showing the return on investment of the portfolio managed by Altai Capital Management LP and comparing it to other hedge funds. . In this article, we discuss 10 stock picks of Rishi Bajaj's Altai Capital. Rishi Bajaj President and Chief Investment Officer. The total portfolio value may be much higher due to cash In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Compare against similar firms. Investment Advisor Aum Capital provides wealth management solutions for high-net-worth individuals, families & institutions, AUM Capital Wealth Management helps clients to build and preserve their financial wealth. How much does United Airlines spend on aircraft maintenance and rental? Altai Capital is an independent, value oriented private investment firm focused on both credit and equity opportunities. Altai Capital Management is a fund manager in Newport Beach with $195.38 mm assets under management. Rishi Bajaj's Altai Management Is Aggressively Acquiring This Stock, Altai Capital Seeks Unique Opportunity With New Position in E2open Inc (EOPN), Rishi Bajaj's Altai Capital Management Trims Stake In This Tech Stock, Servicesource International Inc (SREV), Recro Pharma Inc (REPH): Altai Capital And Broadfin Capital's Latest Moves, Altai Capital Discloses New Position in TerraForm Power Inc. (TERP), How to Best Use Insider Monkey to Increase Your Returns, 6 Things You Didn't Know About Hedge Funds, Rishi Bajaj, Toby Symonds, And Steve Tesoriere. Altai Capital Management: assets under management The assets under management (AUM) of Altai Capital Management, L.P. is $126.31 million , all of which is managed in discretionary accounts.